UNCANNY GENESIS PT. 2

If anything good came of my reading Jack Zipes' THE ENCHANTED SCREEN, it is that my take on the author's use of the psychological term "the uncanny" spurred me to look for the first time both at Freud's 1919 essay "The Uncanny" and at the 1906 essay by Ernst Jentsch, which Freud credited as a partial inspiration for his more famous work.

In the aforementioned take, I stated:

Freud came up with his term "the uncanny" in order to distinguish the questionable nature of a story like Hoffman's "The Sandman" from, say, the world of fairy tales, in which Freud says that "the world of reality is left behind" by a constant stream of marvelous things and beings.

Since Freud's remarks on literary phenomenology are crude and undeveloped, I wondered whether or not he had taken any cues from Jentsch in this regard. 

Jentsch, however, is concerned only with one psychological motif, which for him brings about the experience of "the uncanny:" 

Among all the psychical uncertainties that can become a cause for the uncanny feeling to arise, there is one in particular that is able to develop a fairly regular, powerful and very general effect: namely, doubt as to whether an apparently living being really is animate and, conversely, doubt as to whether a lifeless object may not in fact be animate – and more precisely, when this doubt only makes itself felt obscurely in one’s consciousness. The mood lasts until these doubts are resolved and then usually makes way for another kind of feeling. 

Throughout the rest of the essay, Jentsch's examples are all over the phenomenological map. He mentions, albeit briefly, the E.T.A. Hoffman short story, THE SAND-MAN in which Freud finds his own version of this "feeling of trepidation." Yet Jentsch also finds the uncanny in the thoroughly naturalistic ROBINSON CRUSOE:

The episode in the Robinsonade, where Friday, not yet familiar with the boiling of water, reaches into simmering water in order to pull out the animal that seems to be in it, is also based on an inspiration of the writer that is psychologically very apposite. 

Jentsch also finds the "animate/non-animate" quandary in vague daydreams, like those in which one sees in "the outline of a cloud... a threatening Satanic face," or in organized literary works, which engage an audience's empathy "with all the emotional excitements to which the characters of the play, or novel, ballad, and so forth, are subject." Sometimes Jentsch emphasizes phenomena that are more specifically "strange," like dryads in trees, and sometimes they're somewhat macabre, like the spectacle of dead bodies and skeletons. It can certainly be concluded that in this concept of "the uncanny" Jentsch casts his net far too widely.

According to online biographical material, Freud did not write "The Uncanny" in direct response to Jentsch, but chose to rewrite an earlier, unpublished essay-- no longer extant-- in order to frame his concepts. Freud  acknowledges some indebtedness to Jentsch, but clearly diverges from Jentsch's opinion that the most important source of "the uncanny" in THE SAND-MAN is that of a non-animate artiface, the life-size doll Olympia, becoming :animated." Rather, Freud rather conveniently finds the trepidation of the uncanny in all those motifs of the story that reinforce Freudian concepts of castration and the repetition-compulsion. 

This short summary leaves, I think, no doubt that the feeling of something uncanny is directly attached to the figure of the Sand-Man, that is, to the idea of being robbed of one’s eyes; and that Jentsch’s point of an intellectual uncertainty has nothing to do with this effect.

Freud also concludes-- in contrast to his later quasi-follower Tzvetan Todorov, for whose system "intellectual uncertainty" is critical-- that once Hoffmann has completed his story, the author has made clear that this is clearly "a purely fantastic one of his own creation," at least partly because Hoffmann makes such an indubitable identification between "Coppola the optician" and "Coppelius the lawyer," both of whom are the "secret identities" of the Sand-Man.

Yet, having claimed that Hoffmann created a "fantastic" world rather than one based in reality, later in the essay Freud makes clear that he's not extending his special interpretation to just any old fantasy, which is one of the section with which Jack Zipes so fervently disagrees. 

Fairy-tales quite frankly adopt the animistic standpoint of the omnipotence of thoughts and wishes, and yet I cannot think of any genuine fairy-story which has anything uncanny about it. We have heard that it is in the highest degree uncanny when inanimate objects—a picture or a doll—come to life; nevertheless in Hans Andersen’s stories the household utensils, furniture and tin soldiers are alive and nothing could perhaps be more remote from the uncanny. And we should hardly call it uncanny when Pygmalion’s beautiful statue comes to life. 

And later:.

The story-teller can also choose a setting which, though less imaginary than the world of fairy tales, does yet differ from the real world by admitting superior spiritual entities such as daemonic influences or departed spirits. So long as they remain within their setting of poetic reality their usual attribute of uncanniness fails to attach to such beings. The souls in Dante’s Inferno, or the ghostly apparitions in Hamlet, Macbeth or Julius Caesar, may be gloomy and terrible enough, but they are no more really uncanny than is Homer’s jovial world of gods. We order our judgement to the imaginary reality imposed on us by the writer, and regard souls, spirits and spectres as though their existence had the same validity in their world as our own has in the external world. And then in this case too we are spared all trace of the uncanny. The situation is altered as soon as the writer pretends to move in the world of common reality. In this case he accepts all the conditions operating to produce uncanny feelings in real life; and everything that would have an uncanny effect in reality has it in his story. But in this case, too, he can increase his effect and multiply it far beyond what could happen in reality, by bringing about events which never or very rarely happen in fact.

So it's clear that even though Jentsch has cast his net too widely, Freud casts his own within a quite narrow range: that is, "the uncanny" applies only to fantasies, whether psychological or literary, that reflect Freudian concepts. 

For me, one of the most interesting revelations of this comparison is that it shows that Tzvetan Todorov, though he only quotes Freud's "The Uncanny" in his book THE FANTASTIC, seems to have far more in common with Ernst Jentsch in terms of identifying the idea of the uncanny with what Freud calls "intellectual uncertainty." Here's Todorov defining his category of "the fantastic," within which "the uncanny" forms a subcategory:

The fantastic, we have seen, lasts only as long as a certain hesitation: a hesitation common to reader and [viewpoint] character, who must decide whether or not what they perceive derives from ‘reality’ as it exists in the common opinion” (p. 41).